对委员会实施条例(EU) 2017/2382的勘误，该条例关于依据欧洲议会和理事会指令2014/65/EU，为信息传输的标准表格、模板和程序制定实施技术标准
技术法规类型：欧盟Eurlex法规 来源：tbtmap
EURLEX ID：32017R2382R(01)
OJ编号：OJ L 33, 7.2.2018, p. 5–5
中文标题：对委员会实施条例(EU) 2017/2382的勘误，该条例关于依据欧洲议会和理事会指令2014/65/EU，为信息传输的标准表格、模板和程序制定实施技术标准
原文标题：Corrigendum to Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (OJ L 340, 20.12.2017)
法规全文：查看欧盟官方文件
|
7.2.2018 |
EN |
Official Journal of the European Union |
L 33/5 |
Corrigendum to Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council
( Official Journal of the European Union L 340 of 20 December 2017 )
On page 21, in Annex VI, Part 2, Programme of operations, Business Plan and structural organisation of the branch, Systems & Controls:
for:
|
‘1. |
safeguarding client money and assets; |
|
4. |
compliance with the conduct of business and other obligations that fall under the responsibility of the Competent Authority of the host Member State according to Art 35(8) and record keeping under Art 16(6); |
|
5. |
staff code of Conduct, including personal account dealing; |
|
6. |
anti-money laundering; |
|
7. |
monitoring and control of critical outsourcing arrangements (if applicable); |
|
8. |
the name, address and contact details of the accredited compensation scheme of which the investment firm is a member;’, |
read:
|
‘1. |
safeguarding client money and assets; |
|
2. |
compliance with the conduct of business and other obligations that fall under the responsibility of the Competent Authority of the host Member State according to Art 35(8) and record keeping under Art 16(6); |
|
3. |
staff code of Conduct, including personal account dealing; |
|
4. |
anti-money laundering; |
|
5. |
monitoring and control of critical outsourcing arrangements (if applicable); |
|
6. |
the name, address and contact details of the accredited compensation scheme of which the investment firm is a member;’. |
附件:
托管标准，您可以接收以下服务：
1 标准定期系统查新,若有最新版本,会以站内短信或邮件的形式通知用户；
2 随时在标准托管页面中查看到该条标准的最新状态；
3 若用户有在学习和科研中的需要，可以在标准托管页面中试阅标准；
4 企业如果需要上新产品,我院及时提供标准查询、采购等方面的支持；
5 为企业在标准制修订、企业良好行为创建以及标准化试点过程中遇到的困难,可联系我院指定相关专家负责进行指导帮助、提供政策咨询；
6 为企业提供标准化政策的解读、标准化知识的推广培训、标准自我公开声明、标准文献的免费查询、企业标准化体系建设等方面的标准化服务；
标准资讯点击排行榜 全部
资讯标题点击
[[ n.title ]] [[ n.read ]]大连标准化公共服务平台
版权：大连标准化研究院有限公司
地址：大连市中山区高原街56号
电话：0411-82740851
