对欧洲议会和理事会条例(EU) No 575/2013的勘误，该条例关于信贷机构和投资公司的审慎监管要求并修订条例(EU) No 648/2012 (OJ L 176, 27.6.2013)

技术法规类型：欧盟Eurlex法规 来源：tbtmap

EURLEX ID：32013R0575R(01)

OJ编号：OJ L 208, 2.8.2013, p. 68-72

中文标题：对欧洲议会和理事会条例(EU) No 575/2013的勘误，该条例关于信贷机构和投资公司的审慎监管要求并修订条例(EU) No 648/2012 (OJ L 176, 27.6.2013)

原文标题：Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 ( OJ L 176, 27.6.2013)

文件类型：二级立法 Regulation|条例

法规全文：查看欧盟官方文件

L_2013208EN.01006801.xml

2.8.2013

EN

Official Journal of the European Union

L 208/68

Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012

( Official Journal of the European Union L 176 of 27 June 2013 )

On page 2, recital 4, third sentence:

for:

‘樷� and Directive 2013/36/EU of the European Parliament and of the Council (2).‘�

read:

‘樷� and Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 (2).‘�

on page 36, the second sentence of the first subparagraph of Article 26(3):

for:

‘榃ith respect to issuances after 31 December 2014, institutions shall ‘︹�,

read:

‘榃ith respect to issuances after 28 June 2013, institutions shall ‘︹�;

on page 37, the second sentence of the third subparagraph of Article 26(3):

for:

‘楨BA shall establish that list and publish it by 1 February 2015 for the first time.‘�

read:

‘楨BA shall establish that list and publish it by 28 July 2013 for the first time.‘�

on page 37, the fourth subparagraph of Article 26(3):

for:

‘樷� decide to remove non-State aid capital instruments issued after 31 December 2014 from the list ‘︹�,

read:

‘樷� decide to remove non-State aid capital instruments issued after 28 June 2013 from the list ‘︹�;

on page 37, the second subparagraph of Article 26(4):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 37, the second subparagraph of Article 27(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 39, the second subparagraph of Article 28(5):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 40, the second subparagraph of Article 29(6):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 40, the second subparagraph of Article 32(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 42, the second subparagraph of Article 36(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 42, the second subparagraph of Article 36(3):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 44, the second subparagraph of Article 41(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 48, the second subparagraph of Article 49(6):

for:

‘楨BA, EIOPA and ESMA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA, EIOPA and ESMA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 50, the second subparagraph of Article 52(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 57, the second subparagraph of Article 73(7):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 58, the second subparagraph of Article 76(4):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 59, the second subparagraph of Article 78(5):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 60, the second subparagraph of Article 79(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 61, the second subparagraph of Article 83(2):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 62, the second subparagraph of Article 84(4):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 62, the second subparagraph of Article 84(5):

for:

‘榃here, after 31 December 2014, a parent financial holding company ‘︹�,

read:

‘榃here, after 28 June 2013, a parent financial holding company ‘︹�;

on page 68, the third subparagraph of Article 99(5):

for:

‘楨BA shall submit those draft implementing technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft implementing technical standards to the Commission by 28 July 2013.‘�

on page 68, the third subparagraph of Article 99(6):

for:

‘楨BA shall submit those draft implementing technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft implementing technical standards to the Commission by 28 July 2013.‘�

on page 69, the second subparagraph of Article 101(4):

for:

‘楨BA shall submit those draft implementing technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft implementing technical standards to the Commission by 28 July 2013.‘�

on page 72, the second subparagraph of Article 105(14):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 74, the second subparagraph of Article 110(4):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 232, the second subparagraph of Article 395(6):

for:

‘樷� to apply a large exposure limit below 25 % but not lower than 15 % between 31 December 2014 and 30 June 2015, ‘︹�,

read:

‘樷� to apply a large exposure limit below 25 % but not lower than 15 % between 28 June 2013 and 30 June 2015, ‘︹�;

on page 241, the second subparagraph of Article 415(3):

for:

‘楨BA shall submit to the Commission those draft implementing technical standards for the items specified in point (a) by 1 February 2015 and for the items specified in point (b) by 1 January 2014.‘�

read:

‘楨BA shall submit to the Commission those draft implementing technical standards for the items specified in point (a) by 28 July 2013 and for the items specified in point (b) by 1 January 2014.‘�

on page 254, the second subparagraph of Article 430(2):

for:

‘楨BA shall submit those draft implementing technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft implementing technical standards to the Commission by 28 July 2013.‘�

on page 256, the second subparagraph of Article 437(2):

for:

‘楨BA shall submit those draft implementing technical standards to the Commission by 1 February 2015.‘�

read:

‘楨BA shall submit those draft implementing technical standards to the Commission by 28 July 2013.‘�

on page 268, Article 462(2):

for:

‘�. The power to adopt the delegated acts referred to in Articles 456 to 460 shall be conferred for an indeterminate period of time from 31 December 2014.‘�

read:

‘�. The power to adopt the delegated acts referred to in Articles 456 to 460 shall be conferred for an indeterminate period of time from 28 June 2013.‘�

on page 274, Article 478(2):

for:

‘�. By way of derogation from paragraph 1, for the items referred in point (c) of Article 36(1) that existed prior to ‘� the applicable percentage for the purpose of point (c) of Article 469(1) shall fall within the following ranges:

(a)

0 % to 100 % for the period from 1 January 2014 to 2 January 2015;

(b)

10 % to 100 % for the period from 2 January 2015 to 2 January 2016;

(c)

20 % to 100 % for the period from 2 January 2016 to 2 January 2017;

(d)

30 % to 100 % for the period from 2 January 2017 to 2 January 2018;

(e)

40 % to 100 % for the period from 2 January 2018 to 2 January 2019;

(f)

50 % to 100 % for the period from 2 January 2019 to 2 January 2020;

(g)

60 % to 100 % for the period from 2 January 2020 to 2 January 2021;

(h)

70 % to 100 % for the period from 2 January 2021 to 2 January 2022;

(i)

80 % to 100 % for the period from 2 January 2022 to 2 January 2023;

(j)

90 % to 100 % for the period from 2 January 2023 to 2 January 2024.‘�

read:

‘�. By way of derogation from paragraph 1, for the items referred in point (c) of Article 36(1) that existed prior to 1 January 2014, the applicable percentage for the purpose of point (c) of Article 469(1) shall fall within the following ranges:

(a)

0 % to 100 % for the period from 1 January 2014 to 31 December 2014;

(b)

10 % to 100 % for the period from 1 January 2015 to 31 December 2015;

(c)

20 % to 100 % for the period from 1 January 2016 to 31 December 2016;

(d)

30 % to 100 % for the period from 1 January 2017 to 31 December 2017;

(e)

40 % to 100 % for the period from 1 January 2018 to 31 December 2018;

(f)

50 % to 100 % for the period from 1 January 2019 to 31 December 2019;

(g)

60 % to 100 % for the period from 1 January 2020 to 31 December 2020;

(h)

70 % to 100 % for the period from 1 January 2021 to 31 December 2021;

(i)

80 % to 100 % for the period from 1 January 2022 to 31 December 2022;

(j)

90 % to 100 % for the period from 1 January 2023 to 31 December 2023.‘�

on page 276, the second subparagraph of Article 481(6):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2014.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 279, the second subparagraph of Article 487(3):

for:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 1 February 2014.‘�

read:

‘楨BA shall submit those draft regulatory technical standards to the Commission by 28 July 2013.‘�

on page 281, the second subparagraph of Article 492(5):

for:

‘楨BA shall submit those draft implementing technical standards to the Commission by 1 February 2014.‘�

read:

‘楨BA shall submit those draft implementing technical standards to the Commission by 28 July 2013.‘�

on page 281, Article 493(3), the opening wording:

for:

‘樷� Member States may, for a transitional period until the entry into force of any legal act following the review in accordance with Article 507, but not after 2 January 2029, fully or partially exempt the following exposures ‘︹�,

read:

‘樷� Member States may, for a transitional period until the entry into force of any legal act following the review in accordance with Article 507, but not after 31 December 2028, fully or partially exempt the following exposures ‘︹�;

on page 285, Article 501(4):

for:

‘�. The Commission shall by 2 January 2017, report on the impact of the own funds requirements laid down in this Regulation on lending to SMEs and natural persons ‘︹�,

read:

‘�. The Commission shall by 28 June 2016 report on the impact of the own funds requirements laid down in this Regulation on lending to SMEs and natural persons ‘︹�;

on page 291, Article 515(1):

for:

‘�. EBA, together with ESMA, shall by 2 January 2015 report on the functioning of this Regulation with the related obligations under Regulation (EU) No 648/2012 ‘︹�,

read:

‘�. EBA, together with ESMA, shall by 28 June 2014 report on the functioning of this Regulation with the related obligations under Regulation (EU) No 648/2012 ‘︹�;

on page 294, point (c) of Article 521(2):

for:

‘�c)

the provisions of this Regulation that require the ESAs to submit to the Commission draft technical standards and the provisions of this Regulation that empower the Commission to adopt delegated acts or implementing acts, which shall apply from 31 December 2014.‘�

read:

‘�c)

the provisions of this Regulation that require the ESAs to submit to the Commission draft technical standards and the provisions of this Regulation that empower the Commission to adopt delegated acts or implementing acts, which shall apply from 28 June 2013.‘�

附件:

P020171219408666771410.pdf

标准托管

托管标准，您可以接收以下服务：

1 标准定期系统查新,若有最新版本,会以站内短信或邮件的形式通知用户；

2 随时在标准托管页面中查看到该条标准的最新状态；

3 若用户有在学习和科研中的需要，可以在标准托管页面中试阅标准；

4 企业如果需要上新产品,我院及时提供标准查询、采购等方面的支持；

5 为企业在标准制修订、企业良好行为创建以及标准化试点过程中遇到的困难,可联系我院指定相关专家负责进行指导帮助、提供政策咨询；

6 为企业提供标准化政策的解读、标准化知识的推广培训、标准自我公开声明、标准文献的免费查询、企业标准化体系建设等方面的标准化服务；

进入企业标准托管

标准查新

您可以通过编辑查新模板，批量查询指定标准集的最新情况。我们会通过查询，向您展示您所查询标准的：

1. 准确的标准号及标准名称(我们通过人工智能技术对您提交的标准号进行自动纠正)

2. 标准的最新状态(现行、废止或未发布)

3. 若标准已废止并被新标准替代，会反馈被替代的标准

4. 若您已托管此标准，便可以实时跟踪这个标准的最新状态

标准查新 模板下载

标准查询

您可以在这里检索全球超过140万条标准，支持上百个国内国际标准组织的标准查询。您也可以在这里检索国内各类国家、部委和地方的法律法规。

更多标准子库在持续建设中。

标准检索

标准资讯点击排行榜 全部

资讯标题点击

[[ n.title ]] [[ n.read ]]

大连标准化公共服务平台

版权：大连标准化研究院有限公司

地址：大连市中山区高原街56号

电话：0411-82740851

大连标准