委员会决定(EU) 2016/788,关于德国为法兰克福哈恩机场实施的2009-2011年财政安排的国家援助2833 (11/C) (ex 11/NN) (通报文件号C(2014) 6850)

技术法规类型:欧盟Eurlex法规 来源:tbtmap

EURLEX ID:32016D0788

OJ编号:OJ L 134, 24.5.2016, p. 1-45

中文标题:委员会决定(EU) 2016/788,关于德国为法兰克福哈恩机场实施的2009-2011年财政安排的国家援助2833 (11/C) (ex 11/NN) (通报文件号C(2014) 6850)

原文标题:Commission Decision (EU) 2016/788 of 1 October 2014 on the State aid SA.32833 (11/C) (ex 11/NN) implemented by Germany concerning the financing arrangements for Frankfurt Hahn airport put into place in 2009 to 2011 (notified under document C(2014) 6850) (Text with EEA relevance)

分类:08.60_国家援助与补贴

文件类型:二级立法 Decision|决定

生效日期:1001-01-01

废止日期:2058-12-31

法规全文:查看欧盟官方文件

html PUBLIC "-//W3C//DTD XHTML//EN" "xhtml-strict.dtd"L_2016134EN.01000101.xml

24.5.2016   

EN

Official Journal of the European Union

L 134/1


COMMISSION DECISION (EU) 2016/788

of 1 October 2014

on the State aid SA.32833 (11/C) (ex 11/NN) implemented by Germany concerning the financing arrangements for Frankfurt Hahn airport put into place in 2009 to 2011

(notified under document C(2014) 6850)

(Only the English text is authentic)

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union, and in particular the first subparagraph of Article 108(2) (1) thereof,

Having regard to the Agreement on the European Economic Area, and in particular Article 62(1)(a) thereof,

Having called on interested parties to submit their comments pursuant to the provisions cited above (2) and having regard to their comments,

Whereas:

1.   PROCEDURE

(1)

By letter dated 17 June 2008, the Commission informed Germany of its decision to initiate the procedure provided for in Article 108(2) of the Treaty with regard to the financing of Flughafen Frankfurt Hahn GmbH (‘FFHG’), the operator of Frankfurt Hahn airport, and its financial relations with Ryanair. The formal investigation procedure was registered under the case number SA.21121 (C 29/08).

(2)

By letter of 4 March 2011, Deutsche Lufthansa AG (‘Lufthansa’) provided further information with regard to the ongoing formal investigation procedure in case SA.21121 (C 29/08), alleging new State aid measures in favour of FFHG.

(3)

By letter dated 18 March 2011 the Commission forwarded this submission of Lufthansa to Germany and requested further information on the alleged new State aid measures. By letter dated 5 April 2011, Germany requested an extension of the deadline for providing that information until 15 July 2011. By letter dated 11 April 2011 the Commission granted an extension of the deadline until 18 May 2011 for some of the questions and until 31 May 2011 for the remaining questions. Germany replied by letters dated 19 May 2011 and 23 May 2011.

(4)

However, those replies were incomplete. Therefore, by letter dated 6 June 2011 the Commission sent a reminder pursuant to Article 5(2) of the Council Regulation (EC) No 659/1999 (3). Germany responded by letters dated 14 June 2011 and 16 June 2011.

(5)

By letter dated 13 July 2011 the Commission informed Germany of its decision to initiate the procedure provided for in Article 108(2) of the Treaty with respect to the credit line provided to FFHG by the cash-pool of Land Rhineland-Palatinate, the loan provided by Investitions- und Strukturbank of Land Rhineland-Palatinate (‘ISB’) to FFHG and the guarantee provided by Land Rhineland-Palatinate to FFHG for the ISB loan (‘opening decision’). The formal investigation procedure concerning these aspects was registered under the case number SA.32833 (11/C).

(6)

By letter of 22 July 2011, Germany requested an extension of the deadline for its reply to the opening decision, which was accepted by the Commission on 26 July 2011. The Commission received comments on the opening decision from Germany on 31 August 2011.

(7)

By letter dated 22 December 2011 the Commission requested further information from Germany. By letter of 18 January 2012, Germany requested an extension of the deadline for replying, which was granted by the Commission on the same day. Germany responded to the request for further information dated 22 December 2011 by letter dated 22 February 2012.

(8)

The opening decision was published in the Official Journal of the European Union  (4) on 21 July 2012. The Commission invited interested parties to submit their comments on the measures in question within one month of the publication date.

(9)

By letter dated 4 September 2012, the Commission received one submission from a third party, Land Rhineland-Palatinate. The Commission transmitted that submission to Germany by letter dated 7 September 2012. Germany was given the opportunity to provide comments on the submission of the third party within one month. Germany did not provide any comments.

(10)

By letter dated 10 April 2013 the Commission requested further information from Germany. Germany responded by letter dated 17 June 2013.

(11)

By a letter dated 25 February 2014, the Commission informed Germany of the adoption of the 2014 Aviation Guidelines (5) on 20 February 2014, of the fact that those guidelines would become applicable to the case at hand from the moment of their publication in the Official Journal of the European Union, and gave Germany the opportunity to comment on the guidelines and their application within 20 working days of their publication in the Official Journal.

(12)

The 2014 Aviation Guidelines were published in the Official Journal of the European Union on 4 April 2014. They replaced the 1994 Aviation Guidelines (6) as well as the 2005 Aviation Guidelines (7).

(13)

On 15 April 2014 a notice was published in the Official Journal of the European Union inviting Member States and interested parties to submit comments on the application of the 2014 Aviation Guidelines in this case within one month of their publication date (8). Lufthansa and Transport & Environment submitted observations. By letter dated 21 August 2014 the Commission forwarded those observations to Germany. By letter dated 29 August 2014 Germany informed the Commission that it did not have any observations.

(14)

By letters dated 23 March 2014 and 4 April 2014 the Commission requested further information from Germany. Germany replied by letters dated 17 April 2014, 24 April 2014 and 9 May 2014.

(15)

On 17 June 2014, Germany informed the Commission that it exceptionally accepts that this Decision is adopted in English only.

2.   CONTEXT OF THE INVESTIGATION

2.1.   Conversion of the airport and its ownership structure

(16)

Frankfurt Hahn airport is located in Land Rhineland-Palatinate, approximately 120 km west of the city of Frankfurt/Main. Frankfurt Hahn airport was a US military airbase until 1992. Subsequently, it was converted into a civil airport. It holds a 24-hour operating licence.

(17)

Holding Unternehmen Hahn GmbH & Co. KG (Holding Hahn), a public-private partnership between Wayss & Freytag and Land Rhineland-Palatinate, acquired ownership of the infrastructure of Frankfurt Hahn airport from Germany on 1 April 1995. Between 1995 and 1998, this public-private partnership developed the airport with the goal of making it an industrial and commercial area. According to Germany, when the partnership between Wayss & Freytag and Land Rhineland-Palatinate did not turn out to be successful, on 1 January 1998, Flughafen Frankfurt/Main GmbH (Fraport) (*) started getting involved in the project and eventually took over the operation of the airport.

(18)

Fraport purchased 64,90 % of the shares in the operator Flughafen Hahn GmbH & Co. KG Lautzenhausen (FFHG) for the price of […] (9). Payment of part of the purchase price (EUR […]) was due on 31 December 2007, and was subject to certain conditions (10). In August 1999, Fraport acquired 73,37 % of the shares of Holding Hahn and 74,90 % of the shares of its general partner Holding Unternehmen Hahn Verwaltungs GmbH for the price of EUR […]. Thereby Fraport effectively became the new partner of Land Rhineland-Palatine.

(19)

Fraport's focus at Frankfurt Hahn airport was to systematically develop the passenger and cargo business of the airport. In this respect, Fraport was one of the first undertakings to apply a business model which aimed especially at attracting low-cost airlines. On this basis, Fraport undertook to conclude a new profit and loss transfer agreement with Holding Hahn upon conversion of the latter into a German limited liability company (Gesellschaft mit beschränkter Haftung, GmbH). The conversion and the conclusion of that agreement took place on 24 November 2000.

(20)

Subsequently, Holding Hahn and FFHG merged to form Flughafen Hahn GmbH. Land Rhineland-Palatinate held 26,93 % and Fraport 73,07 % of the shares in the new company. In 2001, the two shareholders, Fraport and Land Rhineland-Palatinate, injected fresh capital into FFHG.

(21)

Until 11 June 2001, 100 % of the shares in Fraport were held by public shareholders (11). On 11 June, Fraport was floated on the stock market exchange and 29,71 % of its shares were sold to private shareholders, the remaining 70,29 % of shares remaining with the public shareholders.

(22)

In November 2002, Land Rhineland-Palatinate, Land Hesse, Fraport and FFHG concluded an agreement on the further development of Frankfurt Hahn airport. That agreement provided for a second increase of the registered capital. On that occasion, Land Hesse acceded to FFHG as a third shareholder. Fraport then owned 65 % of the shares and Land Hesse and Land Rhineland-Palatinate held 17,5 % each. This ownership structure remained unchanged until 2009, when Fraport sold all of its shares to Land Rhineland-Palatinate, which has, since then, held a 82,5 % majority share. The remaining 17,5 % are still held by Land Hesse.

2.2.   Passenger and freight traffic development and airports in the vicinity

(23)

The passenger traffic at Frankfurt-Hahn airport increased from 29 289 in 1998 to 4 million in 2007 and then decreased to 2,7 million in 2013 (see Table 1). The airport is currently served by Ryanair (12), Wizz Air (13) and other airlines. Ryanair's passenger share amounts to approximately [80-100 %].

Table 1

Passenger development at Frankfurt Hahn airport from 1998 to 2013

Year

Number of passengers

Number of Ryanair passengers

1998

29 289

0

1999

140 706

89 129

2000

380 284

318 664

2001

447 142

397 593

2002

1 457 527

1 231 790

2003

2 431 783

2 341 784

2004

2 760 379

2 668 713

2005

3 079 528

2 856 109

2006

3 705 088

3 319 772

2007

4 015 155

3 808 062

2008

3 940 585

3 821 850

2009

3 793 958

3 682 050

2010

3 493 629

[2 794 903 -3 493 629 ]

2011

2 894 363

[2 315 490 -2 894 363 ]

2012

2 791 185

[2 232 948 -2 791 185 ]

2013

2 667 529

[2 134 023 -2 667 529 ]

(24)

Frankfurt-Hahn airport has also experienced a significant growth in air cargo traffic. The air freight at the airport increased from 16 020 tonnes in 1998 to 286 416 tonnes in 2011 and decreased again to 152 503 tonnes in 2013 (see Table 2). The total freight, including freight forwarders, handled at the airport amounted to 446 608 tonnes in 2013.

Table 2

Cargo development at Frankfurt Hahn airport from 1998 to 2010

Year

Total air freight in tonnes

Total freight including freight forwarders in tonnes

1998

16 020

134 920

1999

43 676

168 437

2000

75 547

191 001

2001

25 053

133 743

2002

23 736

138 131

2003

37 065

158 873

2004

66 097

191 117

2005

107 305

228 921

2006

123 165

266 174

2007

125 049

289 404

2008

179 375

338 490

2009

174 664

322 170

2010

228 547

466 429

2011

286 416

565 344

2012

207 520

503 995

2013

152 503

446 608

(25)

The following airports are located in the proximity of Frankfurt Hahn airport:

(i)

Frankfurt Main airport (~ 115 kilometres from Frankfurt Hahn airport, ~ 1 hour 15 minutes travelling time by car) is an international hub airport with a wide variety of destinations, ranging from short- to long-haul. It is predominantly served by network carriers offering connecting traffic, although it also provides point-to-point connections and charter flights. Besides passenger traffic (approximately 58 million in 2013), Frankfurt Main airport also handles air freight (approximately 2 million tonnes in 2013). Figure 1 shows the development of traffic at Frankfurt Main and Frankfurt Hahn airports in 2000-2012.

(ii)

Luxembourg airport (~ 111 kilometres from Frankfurt Hahn airport, ~ 1 hour 30 minutes travelling time by car) is an international airport, providing a wide variety of destinations. In addition to passenger traffic (approximately 2,2 million), it also served 673 500 tonnes of air freight in 2013.

(iii)

Zweibrücken airport (~ 128 kilometres from Frankfurt Hahn airport, ~ 1 hour 35 minutes travelling time by car).

(iv)

Saarbrücken airport (~ 128 kilometres from Frankfurt Hahn airport, ~ 1 hour 35 minutes travelling time by car).

(v)

Köln-Bonn airport (~ 175 kilometres from Frankfurt Hahn airport, ~ 1 hour 44 minutes travelling time by car).

Figure 1

Passenger traffic development at Frankfurt Main and Frankfurt Hahn airports in 2000-2012

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