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13.12.2012 Official
Journal
of
the
European
Union L
341/19
DECISION OF THE EEA JOINT COMMITTEE
No 168/2012
of 28 September 2012
amending Annex IX (Financial services) to the EEA Agreement
THE EEA JOINT COMMITTEE,
(5) Annex
IX
to
the
EEA
Agreement
should
therefore
be
amended accordingly,
Having regard to the Agreement on the European Economic
Area (‘the EEA Agreement’), and in particular Article 98 thereof,
HAS ADOPTED THIS DECISION:
Whereas:
Article 1
The following points shall be inserted after point 30b (Com
mission Directive 2007/16/EC) of Annex IX to the EEA
Agreement:
(1) Commission
Regulation
(EU)
No
583/2010
of
1
July
2010 implementing Directive 2009/65/EC of the
European Parliament and of the Council as regards key
investor information and conditions to be met when
providing key investor information or the prospectus in
‘30c. 32010 R 0583: Commission Regulation (EU) No
a durable medium other than paper or by means of a
583/2010 of 1 July 2010 implementing Directive
website (
2009/65/EC of the European Parliament and of the

1 ) is to be incorporated into the EEA Agreement.
Council as regards key investor information and
conditions to be met when providing key investor
information or the prospectus in a durable medium
other than paper or by means of a website (OJ
(2) Commission
Regulation
(EU)
No
584/2010
of
1
July
2010 implementing Directive 2009/65/EC of the
L 176, 10.7.2010, p. 1).
European Parliament and of the Council as regards the
form and content of the standard notification letter and
UCITS attestation, the use of electronic communication
between competent authorities for the purpose of notifi
30d. 32010 R 0584: Commission Regulation (EU) No
cation, and procedures for on-the-spot verifications and
584/2010 of 1 July 2010 implementing Directive
investigations and the exchange of information between
2009/65/EC of the European Parliament and of the
competent authorities (
Council as regards the form and content of the

2 ) is to be incorporated into the
EEA Agreement.
standard notification letter and UCITS attestation, the
use of electronic communication between competent
authorities for the purpose of notification, and
procedures for on-the-spot verifications and investi
gations and the exchange of information between
(3) Commission
Directive
2010/43/EU
of
1
July
2010
implementing Directive 2009/65/EC of the European
competent authorities (OJ L 176, 10.7.2010, p. 16).
Parliament and of the Council as regards organisational
requirements, conflicts of interest, conduct of business,
risk management and content of the agreement between
a depositary and a management company (
30e. 32010 L 0043: Commission Directive 2010/43/EU of

3 ) is to be
incorporated into the EEA Agreement.
1 July 2010 implementing Directive 2009/65/EC of
the European Parliament and of the Council as
regards organisational requirements, conflicts of
interest, conduct of business, risk management and
content of the agreement between a depositary and a
(4) Commission
Directive
2010/44/EU
of
1
July
2010
implementing Directive 2009/65/EC of the European
management company (OJ L 176, 10.7.2010, p. 42).
Parliament and of the Council as regards certain
provisions concerning fund mergers, master-feeder
structures and notification procedure ( 4 ), as corrected by
OJ L 179, 14.7.2010, p. 16, is to be incorporated into
30f. 32010 L 0044: Commission Directive 2010/44/EU of
the EEA Agreement.
1 July 2010 implementing Directive 2009/65/EC of
the European Parliament and of the Council as
regards certain provisions concerning fund mergers,
( 1 ) OJ L 176, 10.7.2010, p. 1.
master-feeder structures and notification procedure
( 2 ) OJ L 176, 10.7.2010, p. 16.
( 3 ) OJ L 176, 10.7.2010, p. 42.
(OJ L 176, 10.7.2010, p. 28), as corrected by OJ
( 4 ) OJ L 176, 10.7.2010, p. 28.
L 179, 14.7.2010, p. 16.’

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L 341/20
EN
Official Journal of the European Union
13.12.2012
Article 2
Article 4
The texts of Regulations (EU) No 583/2010 and (EU) No
This Decision shall be published in the EEA Section of, and in
584/2010 and Directives 2010/43/EU and 2010/44/EU, as
the EEA Supplement to, the Official Journal of the European
corrected by OJ L 179, 14.7.2010, p. 16, in the Icelandic and
Union.
Norwegian languages, to be published in the EEA Supplement
to the Official Journal of the European Union, shall be authentic.
Done at Brussels, 28 September 2012.
Article 3
This Decision shall enter into force on 29 September 2012,
For the EEA Joint Committee
provided that all the notifications under Article 103(1) of the
EEA Agreement have been made to the EEA Joint Commit
The President
tee (*).
Atle LEIKVOLL
(*) Constitutional requirements indicated.

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