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28.4.2011 Official
Journal
of
the
European
Union L
108/13
COMMISSION REGULATION (EU) No 407/2011
of 27 April 2011
amending Regulation (EC) No 661/2009 of the European Parliament and of the Council as regards
the inclusion of certain Regulations of the United Nations Economic Commission for Europe on the
type-approval of motor vehicles, their trailers and systems, components and separate technical units
intended therefor
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
headlamps emitting an asymmetrical passing beam or a
driving beam or both and equipped with filament lamps
and/or light-emitting diode (LED) modules.
Having regard to the Treaty on the Functioning of the European
Union,
(6) By
Council
Decision
2001/395/EC
( 4 ), the Union has
acceded to UNECE Regulation No 13 H on the
Having regard to Regulation (EC) No 661/2009 of the European
component approval of passenger cars in respect of
Parliament and of the Council of 13 July 2009 concerning type-
their braking.
approval requirements for the general safety of motor vehicles,
their trailers and systems, components and separate technical
units intended therefor ( 1 ), and in particular Article 14(1)
(7) By
Council
Decision
2001/505/EC
( 5 ), the Union has
thereof,
acceded to UNECE Regulation No 105 on the approval
of vehicles intended for the carriage of dangerous goods
with regard to their specific constructional features.
Whereas:
(1) By
Council
Decision
97/836/EC
(
(8) By
Council
Decision
of
29
April
2004,
the
Union
has

2 ) the Union has
acceded to the Agreement of the United Nations
acceded to UNECE Regulation No 116 on uniform
Economic Commission for Europe concerning the
prescriptions concerning the protection of motor
adoption of uniform technical prescriptions for wheeled
vehicles against unauthorised use and to UNECE Regu
vehicles, equipment and parts which can be fitted to
lation No 118 on uniform technical prescriptions
and/or be used on wheeled vehicles and the conditions
concerning the burning behaviour of materials used in
for reciprocal recognition of approvals granted on the
the interior construction of certain categories of motor
basis of these prescriptions (Revised 1958 Agreement).
vehicles.
(2) By
Decision
97/836/EC,
the
Union
has
also
acceded
to (9) By
Council
Decision
of
14
March
2005,
the
Union
has
UNECE Regulations Nos 1, 3, 4, 6, 7, 8, 10, 11, 12, 13,
acceded to UNECE Regulation No 121 on uniform
14, 16, 17, 18, 19, 20, 21, 23, 25, 26, 28, 31, 34, 37,
provisions concerning the approval of vehicles with
38, 39, 43, 44, 46, 48, 58, 66, 73, 77, 79, 80, 87, 89,
regard to the location and identification of hand
90, 91, 93, 97, 98, 99, 100, and 102.
controls, tell-tales and indicators and to UNECE Regu
lation No 122 on uniform technical prescriptions
concerning the approval of vehicles of categories M, N
(3) By
Council
Decision
of
28
February
2000,
the
Union
has
and O with regards to their heating systems.
acceded to UNECE Regulation No 110 on specific
components of motor vehicles using compressed
natural gas (CNG) in their propulsion system and on
(10) By
Council
Decision
2005/614/EC
( 6 ), the Union has
vehicles with regard to the installation of specific
acceded to UNECE Regulation No 94 on provisions
components of an approved type for the use of
concerning the approval of vehicles with regard to the
compressed natural gas (CNG) in their propulsion system.
protection of the occupants in the event of a frontal
collision and to UNECE Regulation No 95 on provisions
concerning the approval of vehicles with regard to the
(4) By
Council
Decision
2000/710/EC
( 3 ), the Union has
protection of the occupants in the event of a lateral
acceded to UNECE Regulation No 67 on the approval
collision.
of special equipment for motor vehicles fuelled by
liquefied petroleum gas.
(11) By
Council
Decision
2006/364/EC
( 7 ), the Union has
approved UNECE Regulation No 123 concerning the
(5) By
Council
Decision
of
7
November
2000,
the
Union
approval of adaptive front-lighting systems (AFS) for
has acceded to UNECE No Regulation 112 on uniform
motor vehicles.
provisions concerning the approval of motor vehicle
( 4 ) OJ L 139, 23.5.2001, p. 14.
( 1 ) OJ L 200, 31.7.2009, p. 1.
( 5 ) OJ L 183, 6.7.2001, p. 33.
( 2 ) OJ L 346, 17.12.1997, p. 78.
( 6 ) OJ L 217, 22.8.2005, p. 1.
( 3 ) OJ L 290, 17.11.2000, p. 29.
( 7 ) OJ L 135, 23.5.2006, p. 12.

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L 108/14
EN
Official Journal of the European Union
28.4.2011
(12) By
Council
Decision
2006/444/EC
( 1 ), the Union has
but also of certification and administrative procedures. In
acceded to UNECE Regulation No 55 on provisions
addition, type-approval that is directly based on inter
concerning the approval of mechanical coupling
nationally agreed standards should improve market
components of combinations of vehicles.
access in third countries, in particular in those which
are contracting parties to the Revised 1958 Agreement,
thus enhancing Union industry’s competitiveness.
(13) By
Council
Decision
2006/874/EC
( 2 ), the Union has
acceded to UNECE Regulation No 107 on uniform
provisions concerning the approval of categories M 2 or
(19) Therefore,
Regulation
(EC)
No
661/2009
provides
for
the
M 3 vehicles with regard to their general construction.
repeal of several Directives concerning the type-approval
of motor vehicles, their trailers and systems, components
and separate technical units intended therefore, which,
(14) By
Council
Decision
2007/159/EC
( 3 ), the Union has
for the purposes of EC type-approval in accordance
approved UNECE Regulation No 125 concerning the
with that Regulation should be replaced by corre
approval of motor vehicles with regard to the forward
sponding UNECE Regulations.
field of vision of the motor vehicle driver.
(20) For
that
reason,
it
is
appropriate
to
include
UNECE
Regu
(15) By
Council
Decision
2009/433/EC
( 4 ), the Union has
lations Nos 1, 3, 4, 6, 7, 8, 10, 11, 12, 13, 13 H, 14, 16,
acceded to UNECE Regulation No 61 on uniform
17, 18, 19, 20, 21, 23, 25, 26, 28, 31, 34, 37, 38, 39,
provisions for the approval of commercial vehicles with
43, 44, 46, 48, 55, 58, 61, 66, 67, 73, 77, 79, 80, 87,
regard to their external projections forward of the cab’s
89, 90, 91, 93, 94, 95, 97, 98, 99, 100, 102, 105, 107,
rear panel.
110, 112, 116, 118, 121, 122, 123 and 125 into Annex
IV to Regulation (EC) No 661/2009, which lists the
UNECE Regulations that apply on a compulsory basis.
(16) In accordance with Directive 2007/46/EC of the
European Parliament and of the Council of
5 September 2007 establishing a framework for the
(21) Regulation (EC) No 661/2009 should therefore be
approval of motor vehicles and their trailers, and of
amended accordingly.
systems, components and separate technical units
intended for such vehicles (Framework Directive) ( 5 ),
vehicles manufacturers seeking approval for their
(22) The
UNECE
Regulations
listed
in
the
Annex
to
this
Regu
systems, components, or separate technical units have
lation should apply following the implementation dates
the choice of meeting the requirements of either the
set out in Article 13 of Regulation (EC) No 661/2009.
relevant Directives or the corresponding UNECE Regu
lations. Most of the requirements under Directives on
vehicle parts are taken over from the corresponding
UNECE Regulations. As technology progresses, UNECE
(23) The
measures
provided
for
in
this
Regulation
are
in
Regulations are constantly amended and the relevant
accordance with the opinion of the Technical
Directives have to be regularly updated to keep them
Committee — Motor Vehicles,
in line with the content of the respective UNECE Regu
lations. In order to avoid this duplication, the CARS 21
High Level Group recommended the replacement of
HAS ADOPTED THIS REGULATION:
several Directives by the corresponding UNECE Regu
lations.
Article 1
Annex IV to Regulation (EC) No 661/2009 is replaced by the
(17) The
possibility
to apply
UNECE Regulations
for the
purpose of EC vehicle type-approval on a compulsory
Annex to this Regulation.
basis and to replace Union legislation by those UNECE
Regulations is provided for in Directive 2007/46/EC.
According to Regulation (EC) No 661/2009 type-
Article 2
approval in accordance with UNECE Regulations which
1. Subject to paragraphs 2, 3 and 4 and Article 4, the
apply on a compulsory basis is to be considered as EC
UNECE Regulations with the series of amendments and
type-approval in accordance with that Regulation and its
supplements as indicated in the Annex shall apply for the
implementing measures.
purpose of EC type-approval of new types of vehicles, their
trailers and systems, components and separate technical units
intended therefor from 1 November 2012.
(18) Replacing
Union
legislation
by
UNECE
Regulations
helps
to avoid duplication not only of technical requirements
2. With
effect
from
1
November
2011,
UNECE
Regulation
( 1 ) OJ L 181, 4.7.2006, p. 53.
No 13 H, supplement 9 ( 6 ) shall apply for the purpose of EC
( 2 ) OJ L 337, 5.12.2006, p. 45.
type-approval of new types of vehicles of category M 1 .
( 3 ) OJ L 69, 9.3.2007, p. 37.
( 4 ) OJ L 144, 9.6.2009, p. 24.
( 5 ) OJ L 263, 9.10.2007, p. 1.
( 6 ) OJ L 230, 31.8.2010, p. 1.

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EN
28.4.2011 Official
Journal
of
the
European
Union L
108/15
3. With
effect
from
1
November
2011,
UNECE
Regulation 3. With
effect
from
the
implementation
dates
set
out
in
No 13, supplement 3 to the 11 series of amendments ( 1 ) or
Table 2 of Annex V to Regulation (EC) No 661/2009,
UNECE Regulation No 13 H, supplement 9, shall apply for the
UNECE Regulation No 13, supplement 3 to the 11 series of
purpose of EC type-approval of new types of vehicles of
amendments, shall apply for the purpose of registration, sale
category N 1 .
and entry into service of new vehicles of categories M 2 , M 3 , N 2 ,
N 3 , O 3 and O 4 regarding electronic stability control systems.
4. With
effect
from
the
implementation
dates
set
out
in
Article 4
Table 1 of Annex V to Regulation (EC) No 661/2009,
UNECE Regulation No 13, supplement 3 to the 11 series of
1. Without
prejudice
to
the
provisions
of
paragraph
2,
amendments, shall apply for the purpose of EC type-approval of
UNECE Regulation No 100, series of amendments 00 ( 2 ), shall
new types of vehicles of categories M
apply for the purpose of EC whole vehicle type-approval in
2 , M 3 , N 2 , N 3 , O 3 and O 4
regarding electronic stability control systems.
accordance with Directive 2007/46/EC and EC type-approval
of a vehicle with regard to electric safety as of 1 May 2011
referred to in Article 5 of the present Regulation.
Article 3
2. With
effect
from
1
January
2012,
UNECE
Regulation
No
1. Subject to paragraphs 2 and 3 and Article 4, the UNECE
100, series of amendments 00, shall apply for the purpose of
Regulations with the series of amendments and supplements as
registration, sale and entry into service of new vehicles.
indicated in the Annex shall apply for the purpose of regis
tration, sale and entry into service of new vehicles and their
trailers and sale and entry into service of new systems,
3. With
effect
from
4
December
2012,
UNECE
Regulation
components and separate technical units intended therefor
No 100, series of amendments 01 ( 3 ), shall apply for the
from 1 November 2014.
purpose of EC whole vehicle type-approval in accordance
with Directive 2007/46/EC and EC type-approval of a vehicle
with regard to electric safety.
2. With
effect
from
1
November
2014,
UNECE
Regulation
No 13, supplement 3 to the 11 series of amendments, or
Article 5
UNECE Regulation No 13 H, supplement 9, shall apply for
the purpose of registration, sale and entry into service of new
This Regulation shall enter into force on the third day following
vehicles of category N 1 .
its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 27 April 2011.
For the Commission
The President
José Manuel BARROSO
( 2 ) OJ L 45, 14.2.2009, p. 17.
( 1 ) OJ L 297, 13.11.2010, p. 1.
( 3 ) OJ L 57, 2.3.2011, p. 54.

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L 108/16
EN
Official Journal of the European Union
28.4.2011
ANNEX
‘ANNEX IV
List of UNECE Regulations which apply on a compulsory basis
Regulation
number
Subject Series
of
amendments OJ
reference Applicability
1 Headlamps
emitting
an
asymmetrical
02 series of amendments OJ
L
177,
M, N ( a )
passing beam and/or driving beam
10.7.2010, p. 1
equipped with filament lamps R2
and/or HS1
3 Retro-reflecting
devices
for
power-
Supplement 10 to the 02 OJ L 31,
M, N, O
driven vehicles
series of amendments
31.1.2009, p. 1
4 Illumination
of
rear-registration
plates
Supplement 14 to the OJ L 31,
M, N, O
of power-driven vehicles and their original version of the 31.1.2009, p. 35
trailers
Regulation
6 Direction
indicators
for
power-driven
Supplement 19 to the 01 OJ L 177,
M, N, O
vehicles and their trailers
series of amendments
10.7.2010, p. 40
7 Front
and
rear
position
(side)
lamps,
Supplement 16 to the 02 OJ L 148,
M, N, O
stop-lamps and end-outline marker series of amendments
12.6.2010, p. 1
lamps for power-driven vehicles and
their trailers
8 Motor
vehicles
headlamps
(H1,
H2,
05 series of amendments OJ L 177,
M, N ( a )
H3, HB3, HB4, H7, H8, H9, HIR1, Corrigendum 1 to
10.7.2010, p. 71
HIR2 and/or H11)
Revision 4
10 Electromagnetic
compatibility 03
series
of
amendments OJ
L
116,
M, N, O
8.5.2010, p. 1
11
Door latches and door retention Supplement 2 to the 03 OJ L 120,
M 1 , N 1
components
series of amendments
13.5.2010, p. 1
12 Protection
of
the
driver
against
the
Supplement 3 to the 03 OJ L 165,
M 1 , N 1
steering mechanism in the event of series of amendments
26.6.2008, p. 11
impact
13 Braking
on
vehicles
of
categories
M,
Supplement 5 to the 10 OJ L 257,
M, N, O ( b )
N and O
series of amendments
30.9.2010, p. 1
Corrigenda 1 and 2 to
Revision 6
Supplement 3 to the 11 OJ L 297,
series of amendments
13.11.2010, p. 183
13-H Braking
of
passenger
cars Supplement
9
to
the
OJ L 230,
M 1 , N 1 ( c )
original version of the 31.8.2010, p. 1
Regulation
14 Safety-belt
anchorages,
Isofix
Supplement 2 to the 06 OJ L 321,
M, N
anchorages systems and Isofix top
series of amendments
6.12.2007, p. 1
tether anchorages

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EN
28.4.2011 Official
Journal
of
the
European
Union L
108/17
Regulation
number
Subject Series
of
amendments OJ
reference Applicability
16 Safety-belts,
restraint
systems,
child
Supplement 17 to the 04 OJ L 313,
M, N
restraint systems and Isofix child series of amendments
30.11.2007, p. 58
restraint systems
17 Seats,
their
anchorages
and
any
head
08 series of amendments OJ
L
230,
M, N
restraints
31.8.2010, p. 81
18 Protection
of
motor
vehicles
against
Supplement 2 to the 03 OJ L 120,
M 2 , M 3 , N 2 , N 3
unauthorised use
series of amendments
13.5.2010, p. 29
19 Power-driven
vehicle
front
fog
lamps Supplement 2 to the 03 OJ L 177,
M, N
series of amendments
10.7.2010, p. 113
20 Headlamps
emitting
an
asymmetrical
03 series of amendments OJ
L
177,
M, N ( a )
passing beam or a driving beam or
10.7.2010, p. 170
both and equipped with halogen
filament lamps (H4)
21 Interior
fittings Supplement
3
to
the
01
OJ L 188,
M 1
series of amendments
16.7.2008, p. 32
23 Reversing
lights
for
power-driven
Supplement 15 to the OJ L 148,
M, N, O
vehicles and their trailers
original version of the 12.6.2010, p. 34
Regulation
25 Head
restraints
(headrests),
whether
04 series of amendments OJ L 215,
M, N
or not incorporated in vehicle seats Corrigendum 2 to
14.8.2010, p. 1
Revision 1
26 External
projections Supplement
1
to
the
03
OJ L 215,
M 1
series of amendments
14.8.2010, p. 27
28 Audible
warning
devices
and
signals Supplement 3 to the OJ L 185,
M, N
original version of the 17.7.2010, p. 1
Regulation
31 Power-driven
vehicle’s
sealed-beam Supplement 7 to the 02 OJ L 185,
M, N
headlamps (SB) emitting an European series of amendments
17.7.2010, p. 15
asymmetrical passing beam or a
driving beam or both
34 Prevention
of
fire
risks
(liquid
fuel
Supplement 2 to the 02 OJ L 194,
M, N, O
tanks)
series of amendments
23.7.2008, p. 14
37 Filament
lamps
for
use
in
approved
Supplement 34 to the 03 OJ L 297,
M, N, O
lamp units of power-driven vehicles series of amendments
13.11.2010, p. 1
and their trailers
38 Rear
fog
lamps
for
power-driven
Supplement 14 to the
OJ L 148,
M, N, O
vehicles and their trailers
original version of the
12.6.2010, p. 55
Regulation
Corrigendum 1 to
Supplement 12

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L 108/18
EN
Official Journal of the European Union
28.4.2011
Regulation
number
Subject Series
of
amendments OJ
reference Applicability
39 Speedometer
equipment
including
its
Supplement 5 to the OJ L 120,
M, N
installation
original version of the 13.5.2010, p. 40
Regulation
43 Safety
glazing
materials Supplement
12
to
the
OJ L 230,
M, N, O
original version of the 31.8.2010, p. 119
Regulation
44 Restraining
devices
for
child
04 series of amendments OJ L 306,
M, N
occupants of power-driven vehicles Corrigendum 3 to
23.11.2007, p. 1
(child restraint system)
Revision 2
46 Devices
for
indirect
vision
and
their
Supplement 4 to the 02 OJ L 177,
M, N
installation
series of amendments
10.7.2010, p. 211
Corrigendum 1 to
Supplement 4 to the 02
series
48 Installation
of
lighting
and
light-
04 series of amendments OJ
L
135,
M, N, O
signalling devices on motor vehicles
23.5.2008, p. 1
55 Mechanical
coupling
components
of
Supplement 1 to the 01 OJ L 227,
M, N, O
combinations of vehicles
series of amendments
28.8.2010, p. 1
58 Rear
underrun
protective
devices
02 series of amendments OJ
L
232,
N 2 , N 3 , O 3 , O 4
(RUPDs) and their installation; Rear
30.8.2008, p. 13
underrun protection (RUP)
61 Commercial
vehicles
with
regard
to
Supplement 1 to the OJ L 164,
N
their external projections forward of original version of the 30.6.2010, p. 1
the cab’s rear panel
Regulation
66 Strength
of
the
superstructure
of
large
02 series of amendments OJ
L
84,
M 2 , M 3
passenger vehicles
30.3.2011, p. 1
67 Motor
vehicles
using
LPG Supplement
7
to
the
01
OJ L 72,
M, N
series of amendments
14.3.2008, p. 1
73 Lateral
protection
of
goods
vehicles Supplement
1
to
the
OJ L 120,
N 2 , N 3 , O 3 , O 4
original version of the 13.5.2010, p. 49
Regulation
77
Parking lamps for power-driven Supplement 12 to the OJ L 130,
M, N
vehicles
original version of the 28.5.2010, p. 1
Regulation
79 Steering
equipment Supplement
3
to
the
01
OJ L 137,
M, N, O
series of amendments
27.5.2008, p. 25
80 Seats
of
large
passenger
vehicles Supplement
3
to
the
01
OJ L 164,
M 2 , M 3
series of amendments
30.6.2010, p. 18
Corrigendum 1 to the 01
series of amendments

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EN
28.4.2011 Official
Journal
of
the
European
Union L
108/19
Regulation
number
Subject Series
of
amendments OJ
reference Applicability
87 Daytime
running
lamps
for
power-
Supplement 14 to the
OJ L 164,
M, N
driven vehicles
original version of the
30.6.2010, p. 46
Regulation
Correction 1 to
Revision 2
89 Speed
limitation
of
vehicles Supplement
1
to
the
OJ L 158,
M, N
original version of the 19.6.2007, p. 1
Regulation
90 Replacement
brake
lining
assemblies
Supplement 11 to the 01 OJ L 130,
M, N, O
and drum brake linings for power- series of amendments
28.5.2010, p. 19
driven vehicles and their trailers
91 Side-marker
lamps
for
motor
vehicles
Supplement 11 to the OJ L 164,
M, N, O
and their trailers
original version of the 30.6.2010, p. 69
Regulation
93 Front
underrun
protective
devices
Original version of the OJ L 185,
N 2 , N 3
(FUPDs) and their installation; front Regulation
17.7.2010, p. 56
underrun protection (FUP)
94 Protection
of
occupants
in
the
event
Supplement 3 to the 01 OJ L 130,
M 1
of a frontal collision
series of amendments
28.5.2010, p. 50
Corrigendum 2 to the 01
series of amendments
Corrigendum 1 to
Revision 1
95 Protection
of
occupants
in
the
event
Supplement 1 to the 02 OJ L 313,
M 1 , N 1
of a lateral collision
series of amendments
30.11.2007, p. 1
97 Vehicle
alarm
systems
(VAS) Revision
1
—
OJ L 351,
M 1 , N 1
Amendment 1
30.12.2008, p. 1
98 Motor
vehicle
headlamps
equipped
Supplement 13 to the OJ L 164,
M, N
with gas-discharge light sources
original version of the 30.6.2010, p. 92
Regulation
99 Gas-discharge
light
sources
for
use
in
Supplement 5 to the OJ L 164,
M, N
approved gas-discharge lamp units of original version of the 30.6.2010, p. 151
power-driven vehicles
Regulation
100 Electric
safety Supplement
1
to
the
OJ L 45,
M, N
original version of the 14.2.2009, p. 17
Regulation
01 series of amendments OJ L 57,
2.3.2011, p. 54
102 Close-coupling
device
(CCD);
fitting
Original version of the OJ L 351,
N 2 , N 3 , O 3 , O 4
of an approved type of CCD
Regulation
30.12.2008, p. 44
105 Vehicles
for
the
carriage
of
dangerous
Supplement 1 to the 04 OJ L 230,
N, O
goods
series of amendments
31.8.2010, p. 253

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L 108/20
EN
Official Journal of the European Union
28.4.2011
Regulation
number
Subject Series
of
amendments OJ
reference Applicability
107
M 2 and M 3 vehicles 03
series
of
amendments OJ
L
255,
M 2 , M 3
29.9.2010
110 Specific
components
for
CNG Supplement
6
to
the
OJ L 72,
M, N
original version of the 14.3.2008, p. 113
Regulation
112 Motor
vehicle
headlamps
emitting
an
Supplement 12 to the OJ L 230,
M, N
asymmetrical passing beam or a original version of the 31.8.2010, p. 264
driving beam or both and equipped Regulation
with filament lamps and/or LED
modules
116 Protection
of
motor
vehicles
against
Supplement 2 to the OJ L 164,
M 1 , N 1
unauthorised use
original version of the 30.6.2010, p. 181
Regulation
118 Burning
behaviour
of
materials
used
Original Regulation OJ
L
177,
M 3
in the interior construction of certain
10.7.2010, p. 263
categories of motor vehicles
121 Location
and
identification
of
hand
Supplement 3 to the OJ L 177,
M, N
controls, tell-tales and indicators
original version of the 10.7.2010, p. 290
Regulation
122 Heating
system
of
vehicles
of
Supplement 1 to the OJ L 164,
M, N, O
categories M, N and O
original version of the 30.6.2010, p. 231
Regulation
123 Adaptive
front-lighting
systems
(AFS)
Supplement 4 to the OJ L 222,
M, N
for motor vehicles
original version of the 24.8.2010, p. 1
Regulation
125 Forward
field
of
vision Supplement
2
to
the
OJ L 200,
M 1
original version of the 31.7.2010, p. 38
Regulation
Notes to the table:
( a ) UNECE Regulations Nos 1, 8 and 20 are not applicable for EC type-approval of new vehicles.
( b ) Including, for the purpose of EC type-approval of new types of vehicles of category N 1 and of registration, sale and entry into service of
new vehicles of category N 1 , the requirements on roll-over control and directional control set out in its Annex 21.
( c ) Including, for the purposes of EC type-approval of new types of vehicles of categories N 1 and M 1 and of registration, sale and entry
into service of new vehicles of categories N 1 and M 1 , the requirements set out in its Annex 9.’

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